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Person Having Ordinary Skill in the Art (PHOSITA): The Ultimate Guide

LEGAL DISCLAIMER: This article provides general, informational content for educational purposes only. It is not a substitute for professional legal advice from a qualified attorney. Always consult with a patent_attorney for guidance on your specific legal situation.

What is a Person Having Ordinary Skill in the Art? A 30-Second Summary

Imagine you're trying to fix a complex modern car engine. To you, a casual driver, the web of wires and sensors is a complete mystery. You might try something simple, like checking the battery. But a skilled, experienced mechanic sees things differently. They understand how the fuel injector, the spark plugs, and the computer system all work together. A solution that seems like a stroke of genius to you—like combining two specific sensors to solve a known stalling issue—might be considered a logical, even obvious, next step for them. In the world of inventions and patents, this skilled mechanic is the Person Having Ordinary Skill in the Art, or PHOSITA. The PHOSITA is the single most important concept in determining whether your invention is truly innovative enough to deserve a patent. This imaginary legal figure isn't a genius, but they aren't a novice either. They are the benchmark—the reasonable, competent professional in your specific field—against whom the U.S. government measures your invention. If the PHOSITA would have found your invention “obvious,” you likely won't get a patent. Understanding this concept is absolutely critical for any inventor, entrepreneur, or small business owner hoping to protect their ideas.

The Story of PHOSITA: A Historical Journey

The idea of judging an invention against the knowledge of a skilled craftsperson isn't new. Its roots trace back to the very foundations of American patent law. Early court decisions struggled with how to draw a line between a truly inventive leap and a simple, skillful improvement that any competent worker in the field might make. The landmark 1850 Supreme Court case, `hotchkiss_v._greenwood`, was a critical turning point. The case involved a patent for using a common porcelain or clay doorknob on a metal shank. The Court invalidated the patent, arguing that the substitution of materials didn't involve any more “ingenuity and skill” than that possessed by an “ordinary mechanic acquainted with the business.” This was the birth of the concept: an invention must be more than just good workmanship; it must involve a spark of ingenuity beyond the everyday problem-solving of a skilled worker. This “ordinary mechanic” standard evolved over the next century, but it was formally codified and given its modern name in the Patent Act of 1952. This comprehensive overhaul of U.S. patent law introduced the explicit requirement of “non-obviousness” and established the “person having ordinary skill in the art” as the official legal standard for this evaluation.

The Law on the Books: 35 U.S.C. § 103

The entire modern concept of the PHOSITA is anchored in a single, powerful section of the U.S. Code governing patents. This law, `35_u.s.c._103`, states:

“A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains.”

Let's break that down into plain English:

This statute makes the PHOSITA the central character in the drama of almost every patent dispute.

Who is the PHOSITA? A Comparative Look

The PHOSITA is not a real person, but a legal construct. To understand who this “person” is, it's helpful to compare them to others. The PHOSITA occupies a middle ground, possessing a complete and perfect knowledge of all relevant prior art in their field, but without any inventive spark or creativity of their own.

Characteristic Layperson (The Average Person) PHOSITA (Person Having Ordinary Skill) Person of Extraordinary Skill (The Genius/Inventor)
Knowledge of the Field Limited or none. Unaware of technical jargon or existing solutions. Comprehensive and perfect. Knows every relevant patent, publication, and product in their specific field that existed at the time of the invention. Deep and expert knowledge, plus an intuitive understanding of unsolved problems and future possibilities.
Problem-Solving Ability Basic, common-sense approach. Predictable and conventional. Can combine known elements for predictable results. Can solve problems that have known solution pathways. Creative and inventive. Sees non-obvious connections between disparate concepts. Thinks “outside the box” to create novel solutions.
Awareness of Problems Generally unaware of the specific technical challenges in the field. Aware of the recognized problems and difficulties that others in the field are trying to solve. Often identifies problems that others haven't even recognized yet.
Perspective “Wow, that's a clever new gadget!” “I see. This combines technology A from the '95 patent with the method from that '02 research paper to solve problem C. That makes sense.” “What if we applied quantum principles to solve this data storage problem? No one has tried that before.”

What this means for you: When evaluating your invention, you cannot think like yourself, the inventor. You must step into the shoes of the PHOSITA—a cautious, un-creative but highly knowledgeable technician—and ask, “Would this person, knowing everything that was publicly known, have seen my invention as a logical next step?”

Part 2: Deconstructing the Obviousness Test (The *Graham* Factors)

Simply saying an invention is “obvious” is subjective. The Supreme Court recognized this and, in the monumental 1966 case `graham_v._john_deere_co.`, established a mandatory, four-part framework for analyzing obviousness through the eyes of the PHOSITA. These are known as the Graham Factors. A patent examiner at the USPTO and a judge in court must consider these factors.

The Anatomy of an Obviousness Analysis

The entire analysis is a factual inquiry into the state of the art at the time of the invention, viewed from the perspective of the PHOSITA.

Factor 1: Determining the Level of Ordinary Skill in the Art

Before you can analyze anything else, you must first define the PHOSITA. Who is this person? This is a critical, foundational step. Courts and the USPTO look at several sub-factors to build a profile of the PHOSITA for a given invention:

Example: For an invention related to a new smartphone app, the PHOSITA might be a person with a Bachelor's degree in Computer Science and 3-5 years of experience in mobile app development. For a new pharmaceutical drug, the PHOSITA would likely be a team of individuals, including a medicinal chemist with a Ph.D. and several years of post-doctoral research experience.

Factor 2: The Scope and Content of the Prior Art

Once you know who the PHOSITA is, you must determine what they “know.” This involves a deep dive into the prior art. The PHOSITA is presumed to have read and understood everything in their field that was publicly available before the invention was filed. This includes:

The key here is relevance. The prior art must be “analogous,” meaning it's either from the same field of endeavor as the invention or, if from a different field, it's still reasonably pertinent to the particular problem the inventor was trying to solve.

Factor 3: The Differences Between the Prior Art and the Claims at Issue

This is a direct, head-to-head comparison. You must place the invention's `patent_claims` (the legally defined boundaries of the invention) side-by-side with the teachings of the closest prior art.

This step must be performed without the benefit of “hindsight bias.” Hindsight is the natural human tendency to look back at an invention and think, “Oh, of course, that was easy!” The law strictly forbids this. The analysis must be based only on the information available to the PHOSITA *before* the invention was made.

Factor 4: Secondary Considerations (Objective Evidence of Non-Obviousness)

Sometimes, the technical analysis of factors 1-3 is inconclusive. This is where “secondary considerations” become critically important. These are real-world, objective clues that suggest the invention was not, in fact, obvious. They act as a guard against hindsight bias. The PHOSITA, being a non-creative type, would not have made the inventive leap, but these factors show that the invention had a real-world impact that was surprising. Strong secondary considerations can be the most persuasive evidence to overcome a rejection for obviousness. Key examples include:

Part 3: Your Practical Playbook for Inventors

Understanding the PHOSITA is not just a theoretical exercise. It's a practical tool you must use to assess your invention's strength and navigate the patent process.

Step-by-Step: How to Think Like a PHOSITA When Evaluating Your Invention

Before you spend thousands of dollars on a `patent_application`, perform your own PHOSITA analysis. Be brutally honest with yourself.

Step 1: Define Your Field and Your PHOSITA

  1. Identify your invention's specific technical field. Be as narrow as possible. Not just “software,” but “data compression algorithms for mobile video streaming.”
  2. Profile the PHOSITA. Based on that field, what is the typical education and experience level? What journals do they read? What conferences do they attend? This helps you define where to look for prior art.
  1. Act like the PHOSITA. Assume you have perfect knowledge. Use patent databases (like the USPTO's and Google Patents), academic search engines (Google Scholar), and industry publications.
  2. Document everything. Save copies of the most relevant patents and articles you find. These are the documents the real patent examiner will likely use against you. See our guide on how to conduct a `prior_art_search`.

Step 3: Objectively Compare and Contrast

  1. List the key elements of your invention.
  2. For each element, find where it exists in the prior art.
  3. Identify your “inventive step.” What is the one thing you do differently? Is it a new combination of old parts? A new structure? A new process?
  4. Ask the hard question: Is there a reason a PHOSITA, seeing all this prior art, would have been motivated to combine these elements in the way you did to achieve a predictable result? This is the core of the `ksr_international_co._v._teleflex_inc.` standard (see below).

Step 4: Gather Evidence of Secondary Considerations

  1. Start from day one. Did you show your idea to an expert who said it wouldn't work? Document it (e.g., save the email).
  2. Track your progress. If you build a prototype and it solves a problem that has plagued your industry, write down the history of that problem.
  3. Record user feedback. Early positive feedback from potential customers about how your solution is unique and valuable can be powerful evidence.

Step 5: Consult with a Patent Attorney

  1. This is not a DIY project. A registered `patent_attorney` is an expert in this analysis. They can help you perform a professional search, properly define your invention in the claims, and frame the arguments for non-obviousness in a way that will be persuasive to a patent examiner.

Part 4: Landmark Cases That Shaped Today's Law

The modern understanding of the PHOSITA has been sculpted by several key Supreme Court decisions.

Case Study: *Graham v. John Deere Co.* (1966)

Case Study: *KSR International Co. v. Teleflex Inc.* (2007)

Part 5: The Future of the PHOSITA

Today's Battlegrounds: AI and Biotechnology

The PHOSITA concept is being stretched to its limits by rapidly advancing technologies.

On the Horizon: AI as the PHOSITA?

Looking ahead, the legal system will have to grapple with profound questions.

See Also