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Prosecutorial Discretion: The Ultimate Guide to a Prosecutor's Power
LEGAL DISCLAIMER: This article provides general, informational content for educational purposes only. It is not a substitute for professional legal advice from a qualified attorney. Always consult with a lawyer for guidance on your specific legal situation.
What is Prosecutorial Discretion? A 30-Second Summary
Imagine the entire American criminal justice system is a massive, complex building with countless doors. A crime is committed, and someone is arrested. They are brought to the front entrance, but they can't get in on their own. There is a single, powerful gatekeeper who holds all the keys: the prosecutor. This gatekeeper looks at the person, the evidence, the circumstances, and the community's needs, and then makes a crucial decision. Do they open the door and let the person into the system? If so, which door? The small one labeled “misdemeanor” or the heavy, reinforced one labeled “felony”? Or do they decide that, for any number of reasons, it's better to just send the person home and keep the door locked? That immense power to decide who faces criminal charges, what those charges will be, and how vigorously the case will be pursued is the essence of prosecutorial discretion. It is one of the most significant and least understood forces in U.S. law. It affects everyone from a teenager caught with a vape pen to a company accused of massive fraud. Understanding this power is the first step toward understanding how the American justice system truly works.
- Key Takeaways At-a-Glance:
- Prosecutorial discretion is the broad, inherent authority of a government attorney (prosecutor) to make critical choices in the criminal justice process, including the fundamental decision of whether or not to bring criminal charges.
- For an ordinary person, prosecutorial discretion can be the difference between a warning and a criminal record, a plea to a lesser offense and a felony trial, or years in prison and a chance at rehabilitation.
- While this power is vast, it is not limitless; it is constrained by the u.s._constitution, particularly the equal_protection_clause, which forbids a prosecutor from making decisions based on protected characteristics like race, religion, or national origin.
Part 1: The Legal Foundations of Prosecutorial Discretion
The Story of Prosecutorial Discretion: A Historical Journey
The concept of a prosecutor holding special power isn't new; it has deep roots in English common_law. In ancient England, the Attorney General, acting on behalf of the King, had the power of *nolle prosequi*—a Latin phrase meaning “unwilling to pursue.” This was the absolute right to drop a criminal case at any time. The idea was that the Crown, as the ultimate authority, should have the final say on which matters were important enough to prosecute. When the United States was formed, this principle was adapted to fit a new kind of government. The Founders established the doctrine of separation_of_powers, dividing government into three branches. The duty to enforce the laws fell to the Executive Branch, headed by the President. Federal prosecutors, as agents of the executive, inherited this discretionary power. Their constitutional mandate comes from the President's duty to “take Care that the Laws be faithfully executed.” This doesn't mean prosecuting every single violation; it means using judgment and wisdom to enforce the law effectively. At the state level, the system evolved differently. The rise of Jacksonian democracy in the 19th century led to a push for more publicly accountable officials. This resulted in the creation of the elected district_attorney (DA), a uniquely American invention. These local DAs are directly answerable to the voters in their county, adding a layer of political and community pressure to their discretionary decisions. This dual system—appointed federal prosecutors and elected state/local prosecutors—is the bedrock of prosecutorial power in America today.
The Law on the Books: Statutes and Codes
Unlike many legal concepts, prosecutorial discretion is not defined by a single, tidy statute. It's an inherent power derived from the Constitution and affirmed over centuries by court decisions.
- Federal Level: The department_of_justice (DOJ) guides federal prosecutors (called Assistant U.S. Attorneys) through a comprehensive manual called the “Principles of Federal Prosecution.” This isn't a law passed by Congress, but an internal policy that sets the standard. It instructs prosecutors to consider factors like:
- The strength of the evidence.
- The seriousness of the offense.
- The person's culpability and criminal history.
- The deterrent effect of prosecution.
- The interests of any victims.
- The adequacy of non-criminal alternatives.
- State Level: Each state has its own set of guidelines, often found in its state constitution, criminal codes, or rules of professional conduct for attorneys. However, the core principles mirror the federal system. The ultimate decision rests with the prosecutor, who must weigh the evidence and the “interest of justice.”
A Nation of Contrasts: Jurisdictional Differences
Prosecutorial discretion isn't applied uniformly. Where you are in the country dramatically changes how a prosecutor might handle your case. This is especially true with the rise of the “progressive prosecutor” movement, which advocates for using discretion to reduce incarceration for non-violent offenses.
Jurisdiction | Typical Approach to Discretion | What It Means For You |
---|---|---|
Federal Government | Guided by DOJ policy. Tends to focus on high-impact cases: large-scale drug trafficking, white-collar crime, terrorism, and offenses on federal property. | If you are investigated by an agency like the fbi, the prosecutor's decision will be methodical and based on established national priorities. |
California | Highly variable by county. Los Angeles and San Francisco have elected progressive DAs who have policies against prosecuting many low-level misdemeanors and seek to avoid cash bail. Other counties remain more traditional. | In a progressive county, you might see your minor drug possession or petty theft case dismissed outright. In a more conservative county, you would likely face charges. |
Texas | Generally known for a “tough on crime” stance. Prosecutors often seek stern penalties, particularly for drug, violent, and repeat offenses. Plea bargains may be less lenient than in other states. | You can expect prosecutors to pursue charges vigorously. The chance of a case being declined for reasons other than weak evidence is generally lower. |
New York | A major contrast exists between New York City and upstate counties. The Manhattan DA, for example, has de-prioritized prosecuting certain offenses, while prosecutors in other parts of the state maintain a more traditional law-and-order approach. | Your experience depends heavily on the specific county. It's a prime example of how local elections for DA can directly shape the justice system you face. |
Florida | Prosecutors have significant discretion, but the state's Attorney General and Governor can exert strong influence, sometimes reassigning cases from local prosecutors they feel are too lenient. Mandatory_minimum_sentencing laws also limit a prosecutor's flexibility. | While the local State Attorney makes the initial call, there's a higher chance of state-level politics influencing the handling of high-profile or controversial cases. |
Part 2: Deconstructing the Core Elements
The Anatomy of Prosecutorial Discretion: Key Components Explained
Prosecutorial discretion is not a single action but a series of critical decisions made throughout the life of a case.
Element: The Charging Decision: To File or Not to File
This is the most absolute form of prosecutorial power. After an arrest, the police present their case file to the prosecutor. The prosecutor then decides whether to file a formal complaint_(legal) or seek an indictment from a grand_jury. They can also simply “decline” the case, and for most practical purposes, the matter is over.
- Hypothetical Example: Two college students, Amy and Ben, are caught with a small bag of marijuana at a concert. Amy has a 4.0 GPA and no criminal record. Ben has two prior convictions for drug possession. The prosecutor reviews their files. Citing Amy's clean record and the minor nature of the offense, the prosecutor exercises discretion and declines to file charges against her. Citing Ben's criminal history, the prosecutor decides to charge him with misdemeanor possession, believing it's necessary to deter future offenses. Amy goes home; Ben enters the court system.
Element: The Choice of Charges: From Misdemeanor to Felony
If the prosecutor decides to charge, they then choose *what* charges to file. This has massive consequences. The same set of facts can often support multiple charges with vastly different penalties.
- Hypothetical Example: Mark gets into a heated argument and shoves a man, who falls and breaks his wrist. The prosecutor has options. They could file a misdemeanor charge of simple_assault. Or, they could argue the broken bone constitutes “serious bodily injury” and file a much more serious felony charge of aggravated_assault. This decision, based on the prosecutor's interpretation of the facts and the law, could be the difference between probation and a state prison sentence. This is often called “charge stacking.”
Element: Plea Bargaining: The Art of the Deal
Over 95% of criminal convictions in the U.S. are the result of a plea_bargain, not a trial. Prosecutorial discretion is the engine of this process. The prosecutor has the power to offer the defendant a deal: plead guilty to a lesser charge or to one of several charges, and in exchange, the prosecutor will drop the other, more serious charges.
- Hypothetical Example: A woman is charged with both felony Grand Theft and a lesser-included offense of Petty Theft. The evidence is strong but not a slam dunk. The prosecutor offers her a deal: “If you plead guilty to the misdemeanor Petty Theft, we will drop the felony Grand Theft charge.” This saves the state the cost of a trial and gives the defendant a chance to avoid a felony conviction. The defendant, weighing the risk of a long prison sentence against the certainty of a lesser penalty, accepts the deal.
Element: Sentencing Recommendations: Influencing the Judge
After a conviction or guilty plea, the case moves to sentencing. While the judge has the final say, the prosecutor's recommendation is highly influential. They can argue for the maximum sentence, recommend a lenient one, or even stand silent.
- Hypothetical Example: After pleading guilty to fraud, a defendant is awaiting sentencing. The prosecutor could tell the judge, “Your Honor, the defendant has shown genuine remorse, has cooperated with our investigation, and has already paid back the victims. The government recommends a sentence of probation.” This recommendation carries enormous weight and makes a non-prison sentence far more likely.
The Players on the Field: Who's Who in a Prosecutorial Discretion Case
- The Prosecutor (District Attorney or Assistant U.S. Attorney): The central figure. Their motivations are complex: to secure convictions, to see justice done, to manage a massive caseload, to serve the public interest, and, in many cases, to win re-election.
- The Defense Attorney: Their job is to be the advocate for the accused. A key part of their role, especially early on, is to persuade the prosecutor to exercise discretion favorably—either by declining charges, filing lesser charges, or offering a good plea deal.
- The Defendant: The person accused of the crime. Their history, level of cooperation, and the facts of the case are the raw material upon which the prosecutor exercises discretion.
- The Victim: While prosecutors represent “the people” or the government, they are required in most jurisdictions to consult with victims. A victim's desire for harsh punishment or for leniency can influence a prosecutor's decision, though it is not binding.
- The Judge: The judge is the neutral arbiter. They cannot force a prosecutor to file a charge or dismiss one. However, they can reject a plea bargain if they find it grossly inappropriate, and they hold the ultimate power over sentencing, though they are often guided by the prosecutor's recommendation.
Part 3: Your Practical Playbook
Step-by-Step: What to Do if You Face a Potential Criminal Charge
This is the critical window where prosecutorial discretion is most fluid. The steps you take before charges are filed can have a monumental impact.
Step 1: Cease All Communication and Exercise Your Right to Remain Silent
If you believe you are under investigation, the single most important thing to do is to stop talking to the police. You have a fifth_amendment right against self-incrimination. Politely state, “I am going to remain silent, and I would like a lawyer.” Anything you say can and will be used by the prosecutor to build a case against you.
Step 2: Hire a Competent Defense Attorney Immediately
Do not wait until you are charged. The “pre-charge” phase is your best opportunity to avoid a case altogether. An experienced defense_attorney can open a line of communication with the prosecutor or the detective on the case before the final charging decision is made. This is not a situation for a DIY approach.
Step 3: The Pre-Charge Intervention Packet
A skilled lawyer will often assemble a “pre-charge packet” or “defense proffer” to present to the prosecutor. This is a strategic move designed to influence their discretion. It might contain:
- Mitigating Evidence: Information about you that shows you in a positive light (e.g., character letters, proof of employment, military service, lack of criminal history).
- Exculpatory Evidence: Evidence that points to your innocence or undermines the police's case.
- Legal Arguments: A legal memo explaining why the evidence is too weak to secure a conviction at trial or why the alleged conduct doesn't legally qualify as a crime.
The goal is to convince the prosecutor that the case is not worth pursuing, either because it's too weak or because you are not the kind of person who should be drawn into the criminal system.
Step 4: Understand the Statute of Limitations
Every crime has a statute_of_limitations, a deadline by which the state must file charges. For misdemeanors, it can be as short as one year. For serious felonies, it can be many years or have no limit at all (like for murder). Your attorney can advise you on this, but it provides a timeframe for when you are legally in jeopardy.
Step 5: Challenging an Abuse of Discretion
Once a prosecutor files charges, it is extremely difficult to challenge that decision in court. Courts give “special deference” to prosecutorial decisions. However, there are two rare exceptions:
- Selective_Prosecution: You must prove that the prosecutor is charging you because of your race, religion, or another protected status, AND that other people of a different race/religion who committed the same crime were *not* prosecuted. This is incredibly hard to prove.
- Vindictive_Prosecution: You must prove the prosecutor is charging you to punish you for exercising a legal right, like the right to appeal a prior conviction. This is also a very high bar.
Part 4: Landmark Cases That Shaped Today's Law
The Supreme Court has consistently affirmed the broad power of prosecutors, creating a high wall of protection around their discretionary decisions.
Case Study: Bordenkircher v. Hayes (1978)
- The Backstory: Paul Hayes was charged with forging an $88 check, an offense carrying a 2-10 year sentence. During plea negotiations, the prosecutor offered a 5-year sentence. He also made a threat: if Hayes rejected the deal and went to trial, the prosecutor would use a “habitual offender” law to re-indict him, which would trigger a mandatory life sentence. Hayes refused the deal, was re-indicted, convicted, and sentenced to life.
- The Legal Question: Is it a violation of due_process for a prosecutor to threaten a defendant with more severe charges to induce a guilty plea?
- The Holding: The Supreme Court said no. The Court ruled that this high-pressure tactic was not a punishment for exercising the right to a trial, but simply part of the “give-and-take” of plea bargaining.
- Impact on You Today: This case solidifies the immense leverage prosecutors have. It means they can legally present you with a terrifying choice between a certain, but harsh, outcome and a potentially catastrophic one, making it extremely difficult to turn down a plea offer.
Case Study: Wayte v. United States (1985)
- The Backstory: During the Vietnam War era, the government announced a “beg” policy for men who had failed to register for the draft. They would not be prosecuted if they turned themselves in. Those who didn't, and who were reported by others or publicly protested, were prosecuted. Wayte, a vocal protester, was prosecuted and claimed it was selective prosecution for exercising his first_amendment right to free speech.
- The Legal Question: What must a defendant show to prove a claim of selective prosecution?
- The Holding: The Court created a two-part test. A defendant must show the policy had both a discriminatory effect and was motivated by a discriminatory purpose. The Court found that while the policy may have disproportionately affected vocal protesters, the government's purpose—prosecuting the most visible offenders to encourage general compliance—was legitimate.
- Impact on You Today: This ruling makes it extraordinarily difficult to win a selective prosecution claim. You can't just show that a policy affects your group more; you must find a “smoking gun” proving the prosecutor's *intent* was to discriminate, which is rarely possible.
Case Study: United States v. Armstrong (1996)
- The Backstory: Armstrong and others, who were Black, were charged with federal crack cocaine offenses. They claimed selective prosecution based on race, noting that every single federal crack case in the district for three years had been against a Black defendant. They asked the court to order the prosecutor's office to hand over internal documents to help them prove their claim.
- The Legal Question: What evidence must a defendant show to even get discovery (access to the prosecutor's files) for a selective prosecution claim?
- The Holding: The Supreme Court set an incredibly high bar. It ruled that to get discovery, the defendant must provide credible evidence that “similarly situated individuals of a different race were not prosecuted.”
- Impact on You Today: This created a “chicken-and-egg” problem. To prove your case, you need the prosecutor's files, but to get the files, you have to basically prove your case first. It effectively shuts the door on most racial bias claims against prosecutors, making their decisions on who to charge nearly impossible to challenge on these grounds.
Part 5: The Future of Prosecutorial Discretion
Today's Battlegrounds: Current Controversies and Debates
The use of prosecutorial discretion is one of the most hotly debated topics in criminal justice reform today.
- The Progressive Prosecutor Movement: In major cities like Philadelphia, Boston, and San Francisco, voters have elected DAs who have pledged to use their discretion to enact major reforms. Their policies often include:
- Declining to prosecute low-level drug possession, shoplifting, and other non-violent offenses.
- Ending the use of cash bail for most crimes.
- Creating “conviction integrity units” to review old cases for potential wrongful convictions.
- The Backlash: This movement has faced fierce opposition from police unions, traditional prosecutors, and politicians who argue these policies lead to an increase in crime and a disrespect for the law. This has created a deep political divide, with debates raging over whether a prosecutor's primary duty is to enforce all laws as written or to use their discretion to achieve a more equitable form of justice.
On the Horizon: How Technology and Society are Changing the Law
- Data-Driven Prosecution: Many offices are now using data analytics and even artificial_intelligence to guide their decisions. An algorithm might assess a defendant's “risk score” for re-offending, which could influence plea offers and sentencing recommendations. The promise is greater consistency and efficiency. The peril is that if the historical data used to train the algorithm reflects past biases, the technology could simply perpetuate and even amplify those biases.
- Social Media and Public Pressure: High-profile cases that go viral on social media can place immense public pressure on prosecutors. A campaign to “charge the officer” or “free the protester” can influence a decision that was once made behind closed doors. This can be a tool for accountability, but it also risks turning justice into a matter of public opinion rather than evidence and law.
- Changing Views on Crime: As society's views on issues like drug addiction and mental illness evolve, so do prosecutorial priorities. What was once seen as a crime to be punished (drug use) is now increasingly viewed as a public health issue to be treated. This is leading many prosecutors to use their discretion to divert individuals away from the criminal justice system and into treatment programs, a trend that is likely to accelerate.
Glossary of Related Terms
- attorney_general: The chief law enforcement officer and top prosecutor for the federal government or a state government.
- charging_decision: The prosecutor's choice on whether to file criminal charges against a suspect.
- common_law: Law derived from judicial decisions and custom, rather than from statutes.
- declination: A formal decision by a prosecutor not to file charges in a case.
- defense_attorney: The lawyer representing a person accused of a crime.
- district_attorney: The chief prosecutor for a local government area, typically a county.
- due_process: A fundamental constitutional guarantee that all legal proceedings will be fair and that one will be given notice of the proceedings and an opportunity to be heard.
- equal_protection_clause: The part of the fourteenth_amendment that requires states to apply the law equally to all people.
- immunity: A grant from the government protecting a witness from being prosecuted for their testimony.
- indictment: A formal accusation by a grand jury that there is enough evidence to charge someone with a serious crime.
- mandatory_minimum_sentencing: Laws that require judges to impose a specific minimum prison term for certain crimes, reducing judicial and prosecutorial discretion.
- plea_bargain: An agreement between a prosecutor and a defendant where the defendant pleads guilty in exchange for a concession from the prosecutor.
- prosecutor: A government lawyer who brings criminal cases against people accused of crimes.
- separation_of_powers: The constitutional division of government into legislative, executive, and judicial branches.
- statute_of_limitations: The legal time limit for filing charges after a crime has been committed.